INDEPENDENT FINANCIAL ADVISERS

Independent Financial Advisers (IFA) are professionals who offer independent advice on financial matters to their clients and recommend suitable financial products from the whole of the market.

They are regulated by the Financial Services Authority (FSA) who from 2008 to 2011 intends to see every small IFA firm that conducts mortgage business to assess compliance with mortgage regulation. These assessments will suggest ways compliance could be improved and ask for remedial action to take place if non compliance is found.

The Telos Compliance service can assist at every stage of getting prepared for the meeting and the fallout (if any) afterwards.